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Notice Nearby copied this notice onto the public register from Federal Register. It is not a paid Notice Nearby publication, not an Affidavit of Publication, and not a Placement Certificate. Original: https://www.federalregister.gov/documents/2026/10/07/2026-20506/self-regulatory-organizations-financial-industry-regulatory-authority-inc-order-approving-a-proposed.

  1. The notice titled Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions), publication number NN-2026-10751, was copied onto the Notice Nearby public register from a public government source. It is not a paid Notice Nearby placement.
  2. First public: Oct 6, 2026, 5:00 PM PDT. Last date: October 7, 2026. No Notice Nearby fee.
  3. Register URL: https://noticenearby.com/notices/ingest-52595361f7fdb305
  4. SHA-256:bbf1c52e d7ba63f2 82a41045 a6d86e1d fb2e08b7 d2ce8604 d5091e1d 07d5b77f

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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions) Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions) Agency: Securities and Exchange Commission. Document type: Notice. Document number: 2026-20506. Official Federal Register document. Matter furnished by the National Archives Federal Register API. Notice Nearby is not the publisher of record for this item. Source: https://www.federalregister.gov/documents/2026/10/07/2026-20506/self-regulatory-organizations-financial-industry-regulatory-authority-inc-order-approving-a-proposed

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